| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Shikhara Capital (Hong Kong) Private Limited | RO | Dealing in futures contracts | 2026-08-07 | - |
| Rep | Asset management | 2026-04-15 | - | |
| Rep | Dealing in securities | 2026-04-15 | - | |
| Rep | Dealing in futures contracts | 2026-04-15 | 2026-08-07 | |
| LIM ADVISORS LIMITED | Rep | Asset management | 2025-11-28 | 2026-01-21 |
| Pleiad Investment Advisors Limited | Rep | Asset management | 2019-11-07 | 2025-06-19 |
| Auroville Investment Management (HK) Limited | RO | Asset management | 2018-01-04 | 2019-02-28 |
| Rep | Asset management | 2017-07-04 | 2018-01-04 | |
| WFM Asia (HK) Limited | Rep | Advising on futures contracts | 2006-04-25 | 2013-11-01 |
| Rep | Advising on securities | 2006-04-25 | 2017-01-31 | |
| Rep | Asset management | 2006-04-25 | 2017-01-31 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-03-23 | 2006-04-16 |