Lau, Yuk Sheung 劉毓湘

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RaffAello Securities (HK) Limited	Rep	Dealing in securities	2011-12-12	2012-01-31
	RO	Dealing in securities	2011-10-13	2011-12-12
	Rep	Dealing in securities	2011-09-01	2011-10-13
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2011-03-04	2011-08-31
	RO	Dealing in securities	2011-03-04	2011-08-31
	Rep	Dealing in securities	2006-09-04	2011-03-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-10-27	2006-04-11
SINOPAC FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2004-04-26	2006-04-11
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on securities	2004-04-26	2004-10-13
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2004-02-19	2006-04-11
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2004-02-19	2004-10-13
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-02-13
	Rep	Asset management	-	2004-02-13
	Rep	Dealing in futures contracts	-	2004-02-19
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-13
	Rep	Advising on securities	-	2004-02-13
	Rep	Asset management	-	2004-02-13
	Rep	Dealing in securities	-	2004-02-19

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RaffAello Securities (HK) Limited	Rep	Dealing in securities	2011-12-12	2012-01-31
	RO	Dealing in securities	2011-10-13	2011-12-12
	Rep	Dealing in securities	2011-09-01	2011-10-13
IBTS ASIA (HK) LIMITED	RO	Advising on securities	2011-03-04	2011-08-31
	RO	Dealing in securities	2011-03-04	2011-08-31
	Rep	Dealing in securities	2006-09-04	2011-03-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-10-27	2006-04-11
SINOPAC FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2004-04-26	2006-04-11
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on securities	2004-04-26	2004-10-13
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2004-02-19	2006-04-11
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2004-02-19	2004-10-13
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-02-13
	Rep	Asset management	-	2004-02-13
	Rep	Dealing in futures contracts	-	2004-02-19
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-13
	Rep	Advising on securities	-	2004-02-13
	Rep	Asset management	-	2004-02-13
	Rep	Dealing in securities	-	2004-02-19