Personnel Hong Kong SFC License Details (ID 10030)

Personnel Hong Kong SFC License Details (ID 10030)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T & F Equities Limited	RO	Dealing in securities	2018-01-29	2022-09-23
Yuanta Securities (Hong Kong) Company Limited	RO	Dealing in securities	2016-10-03	2018-01-27
	Rep	Dealing in securities	2016-04-29	2016-10-03
T & F Equities Limited	RO	Dealing in securities	2012-12-11	2016-04-15
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2011-06-30	2012-12-10
	Rep	Dealing in securities	2011-05-26	2011-06-30
T & F Equities Limited	RO	Dealing in securities	2005-11-23	2011-05-25
T & F RESEARCH LIMITED	RO	Advising on securities	-	2006-03-31