Personnel Hong Kong SFC License Details (ID 100300)

Personnel Hong Kong SFC License Details (ID 100300)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ambersail Capital Limited	RO	Advising on securities	2025-08-19	-
	RO	Asset management	2025-08-19	-
	RO	Dealing in securities	2025-08-19	-
Maplefield Capital Limited	RO	Advising on securities	2024-04-08	2025-08-08
	RO	Asset management	2024-04-08	2025-08-08
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	RO	Dealing in securities	2012-07-10	2013-05-29
	RO	Advising on securities	2012-07-10	2013-07-12
WORLDWIDE BROKERAGE LIMITED	RO	Dealing in securities	2011-06-24	2012-01-20
	Rep	Dealing in securities	2011-06-21	2011-06-24
T. W. SABNANI SECURITIES LIMITED	RO	Dealing in securities	2011-02-16	2011-06-13
CHONG HING COMMODITIES AND FUTURES LIMITED	Rep	Dealing in futures contracts	2007-02-06	2010-09-16
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2007-02-06	2010-09-16
KGI ASIA LIMITED	Rep	Dealing in securities	2005-08-12	2007-02-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-08-12	2007-02-01