| Vanward International Securities Limited | RO | Dealing in securities | 2022-11-21 | 2024-09-19 |
| Rep | Dealing in securities | 2022-11-17 | 2022-11-21 |
| CHEER UNION SECURITIES LIMITED | RO | Dealing in securities | 2022-07-28 | 2022-10-31 |
| Rep | Dealing in securities | 2022-06-24 | 2022-07-28 |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | Advising on securities | 2021-12-10 | 2022-02-15 |
| RO | Dealing in securities | 2021-12-10 | 2022-02-15 |
| Rep | Dealing in securities | 2021-11-03 | 2021-12-10 |
| Openjoy HK Limited | RO | Dealing in securities | 2021-02-18 | 2021-10-01 |
| Rep | Dealing in securities | 2021-02-02 | 2021-02-18 |
| INTEGRITY SECURITIES LIMITED | RO | Dealing in securities | 2020-08-21 | 2021-01-30 |
| Rep | Dealing in securities | 2020-07-02 | 2020-08-21 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Dealing in securities | 2017-12-15 | 2020-06-05 |
| Rep | Dealing in securities | 2017-10-24 | 2017-12-15 |
| QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2015-01-12 | 2017-09-14 |
| Rep | Dealing in securities | 2014-11-12 | 2015-01-12 |
| INTEGRITY SECURITIES LIMITED | RO | Dealing in securities | 2014-10-13 | 2014-11-03 |
| Rep | Dealing in securities | 2014-08-25 | 2014-10-13 |
| CLC SECURITIES LIMITED | RO | Advising on securities | 2013-08-29 | 2014-08-11 |
| RO | Dealing in securities | 2008-06-16 | 2014-08-11 |
| Bradbury Securities Limited | RO | Dealing in securities | 2007-08-16 | 2008-06-16 |
| Rep | Dealing in securities | 2007-07-13 | 2007-08-16 |
| SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-13 | 2007-07-10 |
| RO | Dealing in securities | 2005-11-21 | 2007-06-13 |
| Rep | Dealing in securities | 2005-02-24 | 2005-11-21 |
| GRAND ONWARD SECURITIES LIMITED | RO | Dealing in securities | 2004-12-15 | 2005-02-24 |
| Rep | Advising on corporate finance | - | 2004-12-08 |
| Rep | Advising on securities | - | 2004-12-08 |
| Rep | Asset management | - | 2004-12-08 |
| Rep | Dealing in securities | - | 2004-12-15 |