Personnel SFC Licences and HKMA Registrations (ID 100308)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOALA SECURITIES LIMITED	RO	Advising on securities	2017-11-02	-
	RO	Dealing in securities	2016-01-08	-
	Rep	Dealing in securities	2015-11-05	2016-01-08
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2014-06-09	2015-10-30
	Rep	Dealing in securities	2014-05-02	2014-06-09
CLC SECURITIES LIMITED	RO	Dealing in securities	2011-12-05	2014-04-15
	Rep	Dealing in securities	2008-11-21	2011-12-05
Mage Securities Limited	Rep	Dealing in securities	2007-05-07	2008-11-03
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-04-19	2007-04-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.