Personnel Hong Kong SFC License Details (ID 100327)

Personnel Hong Kong SFC License Details (ID 100327)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beevest Securities Limited	Rep	Dealing in futures contracts	2021-08-12	2021-12-24
	RO	Advising on securities	2016-12-08	2021-12-24
	RO	Dealing in securities	2016-12-08	2021-12-24
	Rep	Advising on securities	2016-11-17	2016-12-08
	Rep	Dealing in securities	2016-11-17	2016-12-08
Ever-Long Capital Management Limited	Rep	Asset management	2016-09-30	2016-11-11
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-07-27	2016-11-11
	Rep	Dealing in securities	2016-07-27	2016-11-11
Beevest Securities Limited	RO	Advising on securities	2016-04-12	2016-07-16
	RO	Dealing in securities	2015-11-18	2016-07-16
	Rep	Dealing in securities	2015-07-07	2015-11-18
	Rep	Advising on securities	2015-07-07	2016-04-12
QMIS Asset Management Limited	Rep	Advising on securities	2012-07-24	2015-06-12
	Rep	Asset management	2012-07-24	2015-06-12
QMIS Securities Limited	Rep	Dealing in securities	2010-03-01	2015-06-12
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2009-02-19	2009-12-01