Personnel Hong Kong SFC License Details (ID 100329)

Personnel Hong Kong SFC License Details (ID 100329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2016-03-15	2017-03-30
	Rep	Dealing in securities	2016-03-15	2017-03-30
Robeco Hong Kong Limited	Rep	Advising on securities	2014-02-27	2015-03-27
	Rep	Dealing in securities	2014-02-27	2015-03-27
CBH Asia Limited	Rep	Advising on securities	2012-03-13	2014-02-17
	Rep	Dealing in securities	2012-03-13	2014-02-17
ACM ASIA LIMITED	Rep	Advising on securities	2011-08-04	2011-11-01
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2010-03-12	2010-12-31
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2004-09-13	2004-09-15