| CHIMAERA FINANCIAL GROUP LIMITED | RO | Advising on securities | 2020-06-19 | 2021-04-16 |
| RO | Asset management | 2020-06-19 | 2021-04-16 |
| Annum Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2017-11-17 | 2020-03-12 |
| RO | Advising on securities | 2017-11-17 | 2020-03-12 |
| RO | Asset management | 2017-11-17 | 2020-03-12 |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2014-11-13 | 2017-03-14 |
| RO | Asset management | 2014-11-13 | 2017-03-14 |
| Rep | Advising on securities | 2014-10-08 | 2014-11-13 |
| Rep | Asset management | 2014-10-08 | 2014-11-13 |
| ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2013-07-23 | 2014-08-18 |
| RO | Dealing in futures contracts | 2013-07-23 | 2014-08-18 |
| ICBC Asset Management (Global) Company Limited | RO | Advising on futures contracts | 2012-01-06 | 2014-08-05 |
| SINO-CEEF Capital Management Company Limited | RO | Advising on securities | 2011-12-28 | 2014-08-18 |
| RO | Asset management | 2011-12-28 | 2014-08-18 |
| ICBC Asset Management (Global) Company Limited | RO | Advising on securities | 2011-11-25 | 2014-08-05 |
| RO | Asset management | 2011-11-25 | 2014-08-05 |
| CHIMAERA FINANCIAL GROUP LIMITED | RO | Advising on securities | 2009-09-10 | 2010-03-10 |
| RO | Asset management | 2009-09-10 | 2011-10-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2006-08-02 | 2007-01-31 |
| RO | Asset management | 2005-04-29 | 2007-01-31 |
| Rep | Asset management | 2004-06-25 | 2005-04-29 |
| Rep | Advising on securities | 2004-06-25 | 2007-01-31 |
| Rep | Dealing in securities | 2004-06-25 | 2007-01-31 |