Personnel Hong Kong SFC License Details (ID 100375)

Personnel Hong Kong SFC License Details (ID 100375)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on corporate finance	2015-10-16	2020-10-27
	Rep	Advising on securities	2015-10-16	2020-10-27
	Rep	Dealing in securities	2015-10-16	2020-10-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2014-10-09	2015-08-28
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2014-03-18	2014-07-18
	Rep	Advising on corporate finance	2013-08-01	2014-03-18
	Rep	Advising on securities	2013-08-01	2014-07-18
Xeram and Company (Asia) Limited	Rep	Advising on securities	2009-06-15	2013-03-28
	Rep	Advising on corporate finance	2007-09-27	2013-03-28