Personnel Hong Kong SFC License Details (ID 100399)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2023-03-20	-
GLS SECURITIES LIMITED	Rep	Dealing in securities	2005-04-11	2023-03-02
Oriental Stocks & Shares (Investment) Co.	RO	Advising on corporate finance	2003-04-01	2005-03-30
	RO	Advising on securities	2003-04-01	2005-03-30
	RO	Asset management	2003-04-01	2005-03-30
	RO	Dealing in securities	2003-04-01	2005-03-31