Personnel Hong Kong SFC License Details (ID 100405)

Personnel Hong Kong SFC License Details (ID 100405)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VC BROKERAGE LIMITED	Rep	Advising on securities	2022-02-28	2024-01-31
	Rep	Dealing in securities	2022-01-28	2024-01-31
KINGDOM SECURITIES LIMITED (HK)	Rep	Dealing in securities	2021-10-28	2021-11-30
MOUETTE SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-02-24	2021-07-05
	Rep	Dealing in securities	2021-02-24	2021-07-05
FTFT International Securities and Futures Limited	RO	Advising on securities	2017-11-01	2020-08-14
	RO	Dealing in securities	2011-03-29	2020-08-14
Planetree Securities Limited	Rep	Dealing in securities	2008-06-19	2011-01-31
1SPREAD BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2005-02-28
	Rep	Advising on securities	-	2005-02-28
	Rep	Asset management	-	2005-02-28
	Rep	Dealing in securities	-	2006-06-01