Personnel Hong Kong SFC License Details (ID 100407)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aetas Global Markets Limited	RO	Dealing in securities	2005-10-26	-
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-07
	Rep	Advising on securities	2003-04-01	2004-01-07
	Rep	Asset management	2003-04-01	2004-01-07
	Rep	Dealing in securities	2003-04-01	2004-01-19