Personnel Hong Kong SFC License Details (ID 100427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-10-21	-
	Rep	Dealing in futures contracts	2024-10-21	-
	Rep	Dealing in securities	2024-10-21	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2020-06-24	2023-06-30
	Rep	Dealing in futures contracts	2020-06-24	2023-06-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2020-06-24	2023-06-30
	Rep	Dealing in securities	2020-06-24	2023-06-30
MIB FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2019-11-18	2020-06-01
	RO	Dealing in futures contracts	2019-11-18	2020-06-01
	Rep	Dealing in futures contracts	2019-05-21	2019-11-18
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-05-21	2020-06-01
	Rep	Dealing in securities	2019-05-21	2020-06-01
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2017-11-21	2019-03-25
	Rep	Dealing in futures contracts	2017-10-04	2017-11-21
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2017-10-04	2019-03-25
	Rep	Dealing in securities	2017-10-04	2019-03-25
Lee Kee Store Company Limited	RO	Advising on futures contracts	2016-10-18	2017-09-01
	RO	Dealing in futures contracts	2015-07-02	2017-09-01
	Rep	Dealing in futures contracts	2015-05-28	2015-07-02
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2014-12-29	2015-04-30
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2014-11-25	2015-04-30
CHAOS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2013-11-06	2014-06-30
	Rep	Dealing in futures contracts	2013-10-16	2013-11-06
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2013-05-16	2013-10-01
	RO	Asset management	2012-08-17	2013-03-17
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2012-08-17	2013-10-01
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2012-06-20	2012-08-17
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-05-22	2012-08-17
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-05-22	2013-10-01
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Dealing in futures contracts	2012-03-13	2012-05-11
	Rep	Dealing in futures contracts	2012-02-16	2012-03-13
	Rep	Dealing in securities	2012-02-16	2012-05-11
LINZ GLOBAL (HK) LIMITED	RO	Dealing in futures contracts	2011-01-13	2012-01-01
	Rep	Dealing in futures contracts	2011-01-05	2011-01-13
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2010-12-06	2010-12-17
	Rep	Dealing in futures contracts	2010-07-05	2010-12-06
Zhonghao International Futures Co., Limited	RO	Dealing in futures contracts	2007-08-22	2010-06-14
CNCB (Hong Kong) Capital Limited	Rep	Asset management	2006-09-01	2010-06-14
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2004-08-19	2007-08-22