| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-05-25 | 2016-06-25 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-05-25 | 2016-06-25 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-08-25 | 2015-09-02 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2015-08-25 | 2015-09-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-08-25 | 2015-09-02 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-25 | 2013-11-18 |
| Rep | Dealing in securities | 2013-10-25 | 2013-11-18 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-12 | 2013-09-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-12 | 2013-09-11 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in securities | 2012-02-09 | 2012-06-01 |
| Rep | Dealing in futures contracts | 2012-01-11 | 2012-06-01 |
| LINZ GLOBAL (HK) LIMITED | Rep | Dealing in futures contracts | 2011-01-28 | 2011-12-31 |