Personnel Hong Kong SFC License Details (ID 100434)

Personnel Hong Kong SFC License Details (ID 100434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Saxo Capital Markets HK Limited	Rep	Leveraged foreign exchange trading	2023-03-14	2024-09-09
	RO	Advising on securities	2022-03-03	2024-09-09
	RO	Asset management	2022-03-03	2024-09-09
	RO	Dealing in futures contracts	2022-03-03	2024-09-09
	RO	Dealing in securities	2022-03-03	2024-09-09
	Rep	Advising on securities	2022-02-09	2022-03-03
	Rep	Asset management	2022-02-09	2022-03-03
	Rep	Dealing in futures contracts	2022-02-09	2022-03-03
	Rep	Dealing in securities	2022-02-09	2022-03-03
LERTHAI Asset Management Limited	RO	Advising on securities	2019-01-21	2021-08-03
	RO	Asset management	2019-01-21	2021-08-03
LERTHAI Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2019-01-21	2021-08-03
	RO	Dealing in securities	2019-01-21	2021-08-03
JS SECURITIES LIMITED (HK)	RO	Advising on securities	2018-05-28	2018-12-14
	RO	Dealing in securities	2018-05-28	2018-12-14
MacroValue Investors Limited	RO	Asset management	2008-03-17	2017-12-14