Personnel Hong Kong SFC License Details (ID 100445)

Personnel Hong Kong SFC License Details (ID 100445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eurizon Capital Asia Limited	RO	Advising on securities	2020-07-09	2024-11-05
	RO	Asset management	2020-07-09	2024-11-05
	RO	Dealing in securities	2020-07-09	2024-11-05
	Rep	Advising on securities	2020-05-26	2020-07-09
	Rep	Asset management	2020-05-26	2020-07-09
Wolver Hill Asset Management Asia Limited	RO	Advising on securities	2017-04-28	2020-05-14
	RO	Asset management	2017-04-28	2020-05-14
WSY INVESTMENTS LIMITED	RO	Asset management	2014-10-29	2014-12-22
	Rep	Asset management	2009-09-04	2014-10-29
DEEPHAVEN ASIA LIMITED	Rep	Asset management	2008-09-24	2009-02-24
Turiya Advisors Asia Limited	Rep	Asset management	2007-06-18	2008-08-27