Lai, Kwok Cheung 黎國璋

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tractus Asset Management Limited	RO	Asset management	2009-12-31	-
CHELSEA SECURITIES LIMITED	RO	Asset management	2007-05-16	2009-12-31
	Rep	Asset management	2004-07-12	2007-05-16
	Rep	Dealing in securities	2004-07-08	2009-12-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2004-07-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-10
	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Dealing in securities	2003-04-01	2004-07-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Dealing in futures contracts	2003-04-01	2004-07-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tractus Asset Management Limited	RO	Asset management	2009-12-31	-
CHELSEA SECURITIES LIMITED	RO	Asset management	2007-05-16	2009-12-31
	Rep	Asset management	2004-07-12	2007-05-16
	Rep	Dealing in securities	2004-07-08	2009-12-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2004-07-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-10
	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Dealing in securities	2003-04-01	2004-07-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Dealing in futures contracts	2003-04-01	2004-07-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.