Personnel Hong Kong SFC License Details (ID 100456)

Personnel Hong Kong SFC License Details (ID 100456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KR Securities (Hong Kong) Limited	RO	Advising on securities	2024-11-22	-
	Rep	Asset management	2024-09-25	-
	Rep	Advising on securities	2024-09-25	2024-11-22
IX Capital International Limited	RO	Advising on securities	2023-05-29	2024-07-31
Synergy Futures Limited	RO	Advising on securities	2021-08-17	2022-04-13
	RO	Dealing in securities	2021-08-17	2022-04-13
	Rep	Advising on securities	2021-07-22	2021-08-17
	Rep	Dealing in securities	2021-07-22	2021-08-17
Bradbury Securities Limited	RO	Dealing in securities	2018-07-17	2021-07-21
	Rep	Dealing in securities	2018-06-13	2018-07-17
	Rep	Advising on securities	2018-06-13	2021-07-21
DAKIN SECURITIES LIMITED	Rep	Dealing in securities	2016-08-16	2018-02-20
Bradbury Securities Limited	Rep	Advising on securities	2013-08-27	2016-03-31
	Rep	Dealing in securities	2013-08-27	2016-03-31
	RO	Advising on securities	2009-06-03	2013-08-27
	RO	Dealing in securities	2009-06-03	2013-08-27
	Rep	Advising on securities	2008-03-11	2009-06-03
	Rep	Dealing in securities	2005-12-08	2009-06-03