Personnel Hong Kong SFC License Details (ID 100471)

Personnel Hong Kong SFC License Details (ID 100471)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GCG Asset Management Limited	RO	Asset management	2021-10-28	-
Gary Cheng Securities Limited	RO	Advising on securities	2015-12-02	-
	RO	Dealing in securities	2015-12-02	-
Brilliant Norton Securities Company Limited	RO	Advising on securities	2013-03-13	2015-10-31
	RO	Dealing in securities	2013-03-13	2015-10-31
CHINAWIDE SECURITIES LIMITED	RO	Advising on securities	2011-05-31	2013-03-07
	RO	Dealing in securities	2010-11-09	2013-03-07
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2006-06-15	2010-08-14
ADMIS Hong Kong Limited	RO	Dealing in securities	2005-04-12	2006-03-23
HOU TAK SECURITIES LIMITED	RO	Dealing in securities	2003-07-04	2004-07-20
	Rep	Advising on corporate finance	2003-04-01	2003-05-20
	Rep	Advising on securities	2003-04-01	2003-05-20
	Rep	Asset management	2003-04-01	2003-05-20
	Rep	Dealing in securities	2003-04-01	2003-07-04