Personnel Hong Kong SFC License Details (ID 100472)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gary Cheng Securities Limited	RO	Advising on securities	2023-11-21	-
	RO	Dealing in securities	2023-11-21	-
	Rep	Advising on securities	2023-11-06	2023-11-21
	Rep	Dealing in securities	2023-11-06	2023-11-21
Goldin Equities Limited	RO	Dealing in securities	2018-02-28	2022-11-16
	Rep	Dealing in securities	2018-02-21	2018-02-28
Seazen Resources Futures Limited	Rep	Dealing in futures contracts	2016-04-05	2017-10-03
Seazen Resources Securities Limited	RO	Dealing in securities	2016-01-28	2017-10-03
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2015-01-12	2015-10-17
Tensant Securities Limited	RO	Dealing in securities	2013-05-15	2014-12-29
	Rep	Dealing in securities	2013-04-02	2013-05-15
CHINAWIDE SECURITIES LIMITED	RO	Advising on securities	2011-05-31	2013-03-15
	RO	Dealing in securities	2010-11-09	2013-03-15
STARLING GROUP SECURITIES LIMITED	RO	Advising on securities	2009-11-06	2010-10-16
STARLING GROUP FUTURES LIMITED	RO	Dealing in futures contracts	2009-10-12	2010-10-16
	Rep	Dealing in futures contracts	2009-08-11	2009-10-12
STARLING GROUP SECURITIES LIMITED	RO	Dealing in securities	2008-11-05	2010-10-16
Goldin Equities Limited	RO	Dealing in securities	2006-01-26	2008-11-04
	Rep	Dealing in securities	2006-01-17	2006-01-26
TIFFIT SECURITIES (HONG KONG) LIMITED	RO	Asset management	2003-04-01	2004-09-03
	RO	Providing automated trading services	2003-04-01	2004-09-03
	RO	Advising on corporate finance	2003-04-01	2005-12-15
	RO	Advising on securities	2003-04-01	2005-12-15
	RO	Dealing in securities	2003-04-01	2005-12-15