Personnel Hong Kong SFC License Details (ID 100504)

Personnel Hong Kong SFC License Details (ID 100504)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SELINA & CO. LIMITED (HK)	RO	Dealing in securities	2022-02-25	2023-12-01
Zhong Yang Securities Limited	RO	Dealing in futures contracts	2020-01-14	2021-12-31
	RO	Dealing in securities	2020-01-14	2021-12-31
	Rep	Dealing in securities	2019-12-03	2020-01-14
KO KUN STOCK COMPANY LIMITED	RO	Dealing in securities	2017-02-08	2019-10-31
M SECURITIES LIMITED (HK)	RO	Dealing in securities	2006-02-23	2017-01-31
KAISER FUTURES LIMITED	Rep	Advising on futures contracts	-	2005-02-18
	Rep	Asset management	-	2005-02-18
	Rep	Dealing in futures contracts	-	2006-01-31
KAISER SECURITIES LIMITED	RO	Advising on corporate finance	-	2005-02-18
	RO	Advising on securities	-	2005-02-18
	RO	Asset management	-	2005-02-18
	RO	Dealing in securities	-	2006-01-31