| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-08 | 2007-09-07 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-08 | 2007-09-07 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2007-09-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | - | 2004-09-10 |
| RO | Asset management | - | 2004-09-10 |
| RO | Dealing in futures contracts | - | 2006-09-08 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | - | 2004-09-10 |
| RO | Asset management | - | 2004-09-10 |
| RO | Dealing in futures contracts | - | 2006-09-08 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-09-10 |
| Rep | Advising on securities | - | 2004-09-10 |
| Rep | Asset management | - | 2004-09-10 |
| Rep | Dealing in securities | - | 2007-09-07 |