Personnel Hong Kong SFC License Details (ID 100530)

Personnel Hong Kong SFC License Details (ID 100530)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADMIS Hong Kong Limited	Rep	Leveraged foreign exchange trading	2012-08-06	2019-04-30
	Rep	Dealing in futures contracts	2012-08-06	2021-06-30
Marex Hong Kong Limited	Rep	Dealing in futures contracts	2011-03-02	2011-09-21
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in securities	2010-02-26	2010-06-24
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-15	2010-06-24
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-15	2010-06-24
Newedge Broker Limited	Rep	Providing automated trading services	2005-12-13	2009-07-31
	Rep	Dealing in futures contracts	2005-12-12	2009-07-31
REFCO FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-12-04	2005-12-01
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2003-06-07	2005-12-01