Personnel Hong Kong SFC License Details (ID 100543)

Personnel Hong Kong SFC License Details (ID 100543)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-01-06	2008-08-01
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-01-06	2008-08-01
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2008-08-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-01-06
	Rep	Asset management	-	2004-01-06
	Rep	Dealing in futures contracts	-	2008-08-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-01-06
	Rep	Asset management	-	2004-01-06
	Rep	Dealing in futures contracts	-	2008-08-01
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Providing automated trading services	-	2003-09-02
	RO	Advising on corporate finance	-	2004-01-06
	RO	Advising on securities	-	2004-01-06
	RO	Asset management	-	2004-01-06
	RO	Dealing in securities	-	2004-01-06
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2004-01-06
	RO	Advising on securities	-	2004-01-06
	RO	Asset management	-	2004-01-06
	RO	Dealing in securities	-	2004-01-06