Personnel Hong Kong SFC License Details (ID 100555)

Personnel Hong Kong SFC License Details (ID 100555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2014-10-14	2015-04-27
	RO	Asset management	2014-02-14	2014-10-14
	RO	Advising on securities	2014-02-14	2015-04-27
	RO	Dealing in securities	2009-08-28	2015-04-27
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2009-01-31	2009-06-30
	RO	Dealing in securities	2007-10-12	2009-01-31
	Rep	Dealing in securities	2007-09-12	2007-10-12
HANTEC SECURITIES CO., LIMITED	RO	Dealing in securities	2006-02-21	2007-09-01
	Rep	Dealing in securities	2006-01-04	2006-02-21
JS CRESVALE CAPITAL LIMITED	RO	Advising on securities	-	2004-03-31
	RO	Asset management	-	2004-03-31
	RO	Advising on corporate finance	-	2005-12-30
	RO	Dealing in securities	-	2005-12-30
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2004-03-31
	RO	Advising on securities	-	2004-03-31
	RO	Asset management	-	2004-03-31
	RO	Providing automated trading services	-	2004-03-31
	RO	Dealing in securities	-	2005-12-30