| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-08 | 2010-06-04 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-01 | 2010-06-04 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2004-01-12 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in futures contracts | - | 2006-06-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-12 |
| Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Providing automated trading services | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2006-06-01 |