Personnel Hong Kong SFC License Details (ID 10058906)

Personnel Hong Kong SFC License Details (ID 10058906)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Puming Securities Limited	RO	Advising on securities	2025-04-08	-
	Rep	Asset management	2025-04-08	-
	RO	Dealing in securities	2025-04-08	-
	Rep	Dealing in securities	2025-01-13	2025-04-08
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-07-08	2024-11-01
	Rep	Dealing in securities	2024-06-17	2024-11-01
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-01-30	2024-04-12
	Rep	Dealing in securities	2024-01-30	2024-04-12
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2023-05-04	2023-10-31
	Rep	Dealing in securities	2023-05-04	2023-10-31
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-08-09	2023-01-18
	Rep	Dealing in securities	2021-07-21	2023-01-18
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2018-10-02	2021-06-12
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2018-08-22	2021-06-12
GUODU SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-05-11	2018-07-27
	Rep	Dealing in securities	2017-05-11	2018-07-27