Personnel Hong Kong SFC License Details (ID 10058907)

Personnel Hong Kong SFC License Details (ID 10058907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2022-12-09	-
	Rep	Dealing in securities	2022-12-09	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-09-21	2022-11-11
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2021-05-04	2022-11-11
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-04	2022-11-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-18	2021-04-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-06-18	2021-04-09
GUODU FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-02-15	2019-04-23
	Rep	Dealing in futures contracts	2019-02-15	2019-04-23
GUODU SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-05-11	2019-04-23
	Rep	Dealing in securities	2017-05-11	2019-04-23