Thomas, Frederic Francois Mathieu

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-10-03	2019-10-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-03	2019-10-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-08-08	2019-08-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-08	2019-08-16
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-14	2019-05-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-14	2019-05-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-03-18	2019-03-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-03-18	2019-03-28
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-01-24	2019-02-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-24	2019-02-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-10-05	2018-10-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-05	2018-10-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-07-10	2018-07-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-10	2018-07-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-10-11	2017-10-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-10-11	2017-10-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-05-11	2017-05-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-11	2017-05-19

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-10-03	2019-10-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-10-03	2019-10-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-08-08	2019-08-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-08	2019-08-16
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-14	2019-05-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-14	2019-05-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-03-18	2019-03-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-03-18	2019-03-28
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-01-24	2019-02-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-24	2019-02-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-10-05	2018-10-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-05	2018-10-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-07-10	2018-07-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-10	2018-07-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-10-11	2017-10-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-10-11	2017-10-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-05-11	2017-05-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-11	2017-05-19