Personnel SFC Licences and HKMA Registrations (ID 10059595)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central China International Futures Company Limited	Rep	Advising on futures contracts	2017-10-10	2023-07-04
	Rep	Dealing in futures contracts	2017-10-10	2023-07-04
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-09-01	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2017-05-11	2017-08-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-05-11	2017-08-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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