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Yau, Yuen Ming 丘遠明 Hong Kong SFC License Details (ID 100606)
Yau, Yuen Ming 丘遠明
SFC ID:
AAA936
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
THING ON SECURITIES LIMITED
RO
Advising on corporate finance
-
2004-11-29
RO
Advising on securities
-
2004-11-29
RO
Asset management
-
2004-11-29
RO
Dealing in securities
-
2005-05-17