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Lam, John Ho Kwan 林浩堃 Hong Kong SFC License Details (ID 100607)
Lam, John Ho Kwan 林浩堃
SFC ID:
AAA940
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Open Securities Limited
Rep
Advising on corporate finance
-
2004-12-23
Rep
Asset management
-
2004-12-23
Rep
Advising on securities
-
2006-10-01
Rep
Dealing in securities
-
2006-10-01