Personnel Hong Kong SFC License Details (ID 100649)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	RO	Advising on corporate finance	-	2004-09-24
	RO	Asset management	-	2004-09-24
	RO	Advising on securities	-	2004-09-28
	RO	Dealing in securities	-	2010-07-01
RBS Asia Securities (Hong Kong) Limited	RO	Advising on corporate finance	-	2004-09-28
	RO	Advising on securities	-	2004-09-28
	RO	Asset management	-	2004-09-28
	RO	Dealing in securities	-	2005-02-08