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Au, Andrew Kwok Wan 區國雲 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 100674)

Au, Andrew Kwok Wan 區國雲

SFC ID:AAB435

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC reprimands Ms Kwong Suk Yee & Mr Andrew Au Kwok Wan, directors of Sun On Tat Securities Co Ltd for allowing unregistered dealing

SFC, 15-Jun-2000

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