Personnel Hong Kong SFC License Details (ID 100676)

Personnel Hong Kong SFC License Details (ID 100676)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-11-02	2005-01-04
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-11-02	2005-01-04
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2004-06-03
	Rep	Advising on securities	-	2004-06-03
	Rep	Asset management	-	2004-06-03
	Rep	Dealing in securities	-	2004-10-06
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-06-03
	Rep	Asset management	-	2004-06-03
	Rep	Dealing in futures contracts	-	2004-10-06