Personnel Hong Kong SFC License Details (ID 100679)

Personnel Hong Kong SFC License Details (ID 100679)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-03-26	2009-02-18
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2006-04-20	2007-02-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-04-20	2007-02-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-05-26	2006-04-20
	Rep	Leveraged foreign exchange trading	2005-05-26	2006-04-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-04-18	2006-04-20
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	-	2005-04-08