| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-26 | 2005-04-27 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-26 | 2005-04-27 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-01-26 | 2005-04-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-24 | 2005-01-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-24 | 2005-01-11 |
| Rep | Leveraged foreign exchange trading | 2004-08-24 | 2005-01-11 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Dealing in futures contracts | - | 2004-08-17 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2004-08-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-19 |
| Rep | Advising on securities | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Dealing in securities | - | 2004-08-17 |