| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2004-11-30 | 2009-12-29 |
| CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2004-11-30 | 2009-12-29 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2004-01-06 |
| Rep | Asset management | - | 2004-01-06 |
| Rep | Dealing in futures contracts | - | 2004-11-30 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2004-11-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-06 |
| Rep | Advising on securities | - | 2004-01-06 |
| Rep | Asset management | - | 2004-01-06 |
| Rep | Dealing in securities | - | 2009-12-29 |