| Rui Feng Asset Management Limited | RO | Asset management | 2016-12-02 | 2019-06-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Advising on futures contracts | 2008-06-02 | 2009-02-01 |
| RO | Advising on securities | 2008-06-02 | 2009-02-01 |
| RO | Asset management | 2008-06-02 | 2009-02-01 |
| RO | Dealing in securities | 2008-06-02 | 2009-02-01 |
| FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2008-02-14 | 2008-08-18 |
| RO | Asset management | 2008-02-14 | 2008-08-18 |
| RO | Dealing in securities | 2008-02-14 | 2008-08-18 |
| FTL Wealth Management (HK) Limited | RO | Advising on securities | 2008-01-10 | 2009-02-01 |
| FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on futures contracts | 2007-10-31 | 2008-08-18 |
| TC Investment Management (Asia) Limited | RO | Advising on corporate finance | - | 2005-07-25 |
| RO | Advising on futures contracts | - | 2008-01-31 |
| RO | Advising on securities | - | 2008-01-31 |
| RO | Asset management | - | 2008-01-31 |
| RO | Dealing in securities | - | 2008-01-31 |