Personnel Hong Kong SFC License Details (ID 100748)

Personnel Hong Kong SFC License Details (ID 100748)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2008-05-20	2009-11-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2008-03-10	2009-11-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2008-03-10	2008-05-20
	Rep	Advising on securities	2008-03-10	2008-07-28
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-06-12	2008-01-07
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-06-12	2008-01-07
	Rep	Dealing in securities	2007-06-12	2008-01-07
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-11-28	2007-06-01
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2005-11-17	2007-06-01
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2005-11-17	2007-06-01
AP Asset Management (HK) Limited	Rep	Advising on securities	2005-08-11	2005-11-01
	Rep	Asset management	2005-08-11	2005-11-01
	Rep	Dealing in securities	2005-06-09	2005-11-01
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-04-27	2005-05-20
ABCI Securities Company Limited	Rep	Advising on securities	-	2003-10-29
	Rep	Asset management	-	2003-10-29
	Rep	Providing automated trading services	-	2003-10-29
	Rep	Advising on corporate finance	-	2005-02-01
	Rep	Dealing in securities	-	2005-02-01