| SBI E2-Capital Securities Limited | RO | Advising on securities | 2024-02-23 | - |
| RO | Dealing in securities | 2024-02-23 | - |
| CEPAALLIANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-16 | - |
| CEPA ALLIANCE SECURITIES LIMITED | RO | Advising on securities | 2012-08-23 | - |
| RO | Dealing in securities | 2011-10-12 | - |
| Beijing Securities Limited | RO | Dealing in futures contracts | 2011-03-14 | 2011-07-31 |
| RO | Advising on securities | 2010-08-09 | 2011-07-31 |
| RO | Dealing in securities | 2010-08-09 | 2011-07-31 |
| Rep | Advising on securities | 2010-07-19 | 2010-08-09 |
| Rep | Dealing in securities | 2010-07-19 | 2010-08-09 |
| INTERCHINA FUTURES LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2004-01-14 |
| RO | Asset management | 2003-04-01 | 2004-01-14 |
| RO | Dealing in futures contracts | 2003-04-01 | 2010-07-16 |
| INTERCHINA SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-01-14 |
| RO | Advising on securities | 2003-04-01 | 2004-01-14 |
| RO | Asset management | 2003-04-01 | 2004-01-14 |
| RO | Dealing in securities | 2003-04-01 | 2010-07-16 |