Personnel Hong Kong SFC License Details (ID 100765)

Personnel Hong Kong SFC License Details (ID 100765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2009-11-19	2010-01-06
	Rep	Dealing in futures contracts	2009-11-19	2010-01-06
	Rep	Dealing in securities	2009-11-19	2010-01-06
	RO	Dealing in futures contracts	2003-10-14	2009-11-19
	RO	Advising on securities	-	2009-11-19
	RO	Dealing in securities	-	2009-11-19
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	RO	Dealing in futures contracts	-	2004-06-30
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	RO	Dealing in securities	-	2004-01-02