Personnel Hong Kong SFC License Details (ID 100772)

Personnel Hong Kong SFC License Details (ID 100772)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-03-29	2008-09-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-29	2008-09-13
Merrill Lynch (Asia Pacific) Limited	RO	Asset management	-	2005-01-25
	RO	Advising on corporate finance	-	2005-03-29
	RO	Advising on securities	-	2005-03-29
	RO	Providing automated trading services	-	2005-03-29
	RO	Dealing in securities	-	2005-03-29
Merrill Lynch Far East Limited	RO	Asset management	-	2005-01-25
	RO	Advising on corporate finance	-	2005-03-29
	RO	Advising on securities	-	2005-03-29
	RO	Dealing in securities	-	2005-03-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	-	2005-01-25
	RO	Asset management	-	2005-01-25
	RO	Providing automated trading services	-	2005-01-25
	RO	Dealing in futures contracts	-	2005-03-29