Personnel Hong Kong SFC License Details (ID 100787)

Personnel Hong Kong SFC License Details (ID 100787)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2012-07-19	2015-09-08
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2006-07-04	2009-07-03
	Rep	Dealing in securities	2006-07-04	2009-07-03
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-11-07	2006-06-26
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2003-10-31
	Rep	Advising on securities	-	2003-10-31
	Rep	Asset management	-	2003-10-31
	Rep	Dealing in securities	-	2003-10-31