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Tam, Diana Shuk Tuen 譚淑端 Hong Kong SFC License Details (ID 100790)
Tam, Diana Shuk Tuen 譚淑端
SFC ID:
AAC406
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
MARS SECURITIES COMPANY LIMITED
Rep
Advising on corporate finance
-
2003-11-29
Rep
Advising on securities
-
2003-11-29
Rep
Asset management
-
2003-11-29
Rep
Dealing in securities
-
2014-10-18