Personnel Hong Kong SFC License Details (ID 100797)

Personnel Hong Kong SFC License Details (ID 100797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-10-29	-
Core Capital Securities Limited	RO	Dealing in securities	2017-08-03	-
	Rep	Dealing in securities	2017-06-08	2017-08-03
Changjiang Securities Brokerage (HK) Limited	RO	Advising on securities	2011-12-13	2017-02-23
	RO	Dealing in securities	2011-12-13	2017-02-23
SDIC SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2010-05-18	2011-08-15
	RO	Dealing in securities	2010-05-18	2011-08-15
SDIC Securities International Financial Holdings Limited	RO	Advising on securities	2007-06-26	2011-08-15
	RO	Dealing in securities	2003-08-20	2011-08-15