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Thio, Caroline Oi Lai 張王愛麗 Hong Kong SFC License Details (ID 100816)
Thio, Caroline Oi Lai 張王愛麗
SFC ID:
AAC698
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Tung Shing Securities (Brokers) Limited
Rep
Advising on corporate finance
-
2004-01-09
Rep
Advising on securities
-
2004-01-09
Rep
Asset management
-
2004-01-09
Rep
Dealing in securities
-
2007-11-23