Personnel Hong Kong SFC License Details (ID 10083)

Personnel Hong Kong SFC License Details (ID 10083)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asia Investment Fund Management Limited	RO	Advising on securities	2026-07-27	-
	RO	Asset management	2017-04-20	-
Merrill Lynch (Asia Pacific) Limited	RO	Asset management	2003-04-01	2005-01-25
	RO	Providing automated trading services	2003-04-01	2005-01-25
	RO	Advising on corporate finance	2003-04-01	2012-04-30
	RO	Advising on securities	2003-04-01	2012-04-30
	RO	Dealing in securities	2003-04-01	2012-04-30
Merrill Lynch Far East Limited	RO	Asset management	2003-04-01	2005-01-25
	RO	Advising on corporate finance	2003-04-01	2012-04-30
	RO	Advising on securities	2003-04-01	2012-04-30
	RO	Dealing in securities	2003-04-01	2012-04-30