Personnel Hong Kong SFC License Details (ID 100843)

Personnel Hong Kong SFC License Details (ID 100843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENG YUAN SECURITIES LIMITED	RO	Advising on securities	2013-11-08	2014-06-01
	RO	Dealing in securities	2013-04-25	2014-06-01
	Rep	Dealing in securities	2012-09-18	2013-04-25
	RO	Dealing in futures contracts	2012-08-28	2014-06-01
METRO CAPITAL FUTURES LIMITED	RO	Advising on futures contracts	2005-05-03	2012-05-31
	RO	Dealing in futures contracts	2005-05-03	2012-05-31
M&AMP;F ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2005-02-24
	Rep	Asset management	-	2005-02-24
	Rep	Providing automated trading services	-	2005-06-03
	Rep	Advising on securities	-	2012-05-31
	Rep	Dealing in securities	-	2012-05-31
METRO CAPITAL FUTURES LIMITED	Rep	Asset management	-	2005-02-24
	Rep	Advising on futures contracts	-	2005-05-03
	Rep	Dealing in futures contracts	-	2005-05-03